Preparation and Submission Manual Overview

Minimum Margins

The margins of your thesis/dissertation should be from 1" on all sides. (Slightly larger margins are acceptable, but should be a minimum of 1 inch.)

Font and Font Sizes

A font size of at least 10 must be used for the text; students may choose one of the following font sizes: 10pt, 11pt or 12pt. Standard fonts are Arial, Century Gothic, Helvetica, or Times New Roman. A consistent font must be used throughout the entire dissertation or thesis.

Page Numbers

All page numbers are centered at the bottom of the page, 0.5” from the bottom edge.

Pagination

Except where noted below, each page of the entire dissertation or thesis must be numbered consecutively; pages should be numbered according to the following standards:

• Neither the title page nor the blank or copyright page is to be numbered; however, the two pages are counted when numbering the preliminary pages that follow.
• The dissertation/thesis approval page is always numbered as page “iii”.
• The preliminary pages following the title and blank or copyright pages must be numbered consecutively beginning with lower case Roman numeral “iii” on the dissertation/thesis approval page. All preliminary pages are to be numbered using lower case Roman numerals (following the title and blank or copyright pages, begin with iii, iv, v, vi, etc.). This includes the dissertation/thesis approval page, dedication, epigraph, table of contents, list of abbreviations, list of symbols, list of illustrations, list of figures, list of schemes, list of tables, list of photographs, preface, acknowledgements, vita (required for doctoral dissertations), and the abstract. The page numbers must be placed at the bottom of the page and centered 0.5” from the bottom.
• The main body of the text and any back matter must be numbered consecutively with Arabic numerals beginning with “1” (1, 2, 3, etc.), including text, illustrative materials, notes, appendices and bibliography. All pages are numbered at the bottom of the page and centered.

Correct pagination (no missing pages, blank pages, or duplicate numbers or pages) is required for the doctoral dissertation or master’s thesis to be acceptable.

Preliminary Pages

Except for the title page and blank or copyright page, all preliminary pages are numbered with lower case Roman numerals at the center bottom of the page. Pages are numbered in sequence, and page numbers are centered and placed 0.5” from the bottom of the page.

Title Page

• The name of the conferring institution – UNIVERSITY OF CALIFORNIA SAN DIEGO – appears in all capital letters at the top of the page.
• The title should be specific, unambiguous, and descriptive of the research, with easily identifiable key words that will ensure electronic retrieval.
• Scientific titles must use words, not symbols, formulas, superscripts or Greek letters.
• Doctoral students should refer to their document as a dissertation. Master’s students should refer to their document as a thesis.
• “in” should be all lowercase and on a line alone.
• The degree title listed should be the title that UC San Diego will actually confer; if unsure, contact your Graduate Coordinator.
• “by” should be all lowercase and on a line alone.
• Students may use either their legal or lived name as it is listed on the UC San Diego official record and remain consistent throughout the document
• All committee members must be listed, chair first, using the title Professor. If professor is not applicable to all committee members, list all names without any titles. Use double spacing between “Committee in Charge” and the chair’s name. Alphabetize all members after chair and single space all names. Indent all committee members 0.5” from “Committee in Charge”. (This section is the only section of the title page that is not centered.)
• Degree year: Students must use the year of the quarter of degree conferral.
• The title page is not numbered; it is counted as page “i” in the numbering of the preliminary pages. The title and blank or copyright pages are the only manuscript pages without page numbers.

Dissertation/Thesis Approval Page

This page is always numbered page iii. Page numbers from here forward in the preliminary pages of the document will vary for individual students, depending on which of the optional pages described below students choose to include. The numbers must be internally consistent for the document.

There is no header on the dissertation/thesis approval page. The text at the top of the page is either left justified or fully justified. The text at the bottom of the page is centered. All information should be centered on the page vertically.

Effective November 2020, faculty signatures are not collected on the dissertation/thesis approval page. Faculty committee member approval is captured on the combined Final Report Form (this form is initiated and managed by the department/program graduate coordinator). Students should check with their department/program graduate coordinator to verify that the combined form is being used. The formatted page iii must still be included in the dissertation/thesis and must follow the format described above.

All dissertations or theses are required to have a table of contents. List the page number that each section first appears on. Use proper capitalization and include header and sectional titles exactly as they appear within the dissertation or thesis (for example, if “Chapter” is used in the text headers, it must be used in the Table of Contents).  

If illustrations such as figures, tables, graphs, maps, diagrams, photos, etc., are scattered throughout, make a separate “List of Figures,” “List of Tables,” “List of Graphs,” etc. to follow the table of contents. 

Acknowledgements

The acknowledgements, along with any other preliminary sections or parts of the dissertation or thesis, must be reviewed and approved by the committee members.

See the section “Using Published Material” (in the full PDF manual, and in the excerpted section below) if any portion of the dissertation or thesis is co-authored, published, submitted for publication, or is being prepared for publication. A paragraph acknowledging all co-authors and publishers is required in the acknowledgements page and as the last paragraph of text at the end of each applicable chapter.

Permission letters from the committee chair and all co-authors must be submitted electronically via the Kuali permission letter submission form prior to or the day of the student’s final document review. See the full manual for sample letters and additional information. Click here for step by step instructions and an overview of the Kuali form.

Abstract

An abstract should provide a clear impression of the content and major divisions of the dissertation or thesis. Abstracts of doctoral dissertations must not exceed 350 words; master’s theses abstracts must not exceed 250 words.

All figures and tables must be accompanied by a caption. Captions for figures go below the figure. Captions for tables go above the table.

All figures and tables must have their captions formatted the same, ie numbering, spacing, bold/italicized text, text alignment (left, centered, justified), font.

Figures/tables and their captions need to fit on one page and within the page margins. If they cannot fit on one page, then format the captions as a facing caption, where the caption goes on the page before the figure/table. For example, page 1 would be the figure caption (no other text), and page 2 would be the figure itself.

If figures/tables go on multiple pages, then the caption must be on each page that the figure/table appears. Table headers must also be on each page.

Appendices

• Appendices typically contain supporting material such as data sheets, questionnaire
  samples, illustrations, maps, charts, etc. Appendices may be single-spaced.

References/Biolography/Works Cited

• The format of the references and/or bibliography should follow that of the student’s discipline and should be consistent throughout the dissertation/thesis.
• All authors must be listed. Do not depersonalize non-primary authors by referring to them in the bibliography as et al.
• Bibliographies, references, and works cited are to be single-spaced with a double space between entries, and should be the last entry in each chapter or in the dissertation/thesis.

If students are using material which has been submitted for publication or has been published, students must read the full text that follows and see the manual for additional details. 

Students must obtain permission letters from all co-authors, including committee members and UCSD faculty. Students submit the co-author letters to GEPA electronically via the Kuali permission letter submission form for any chapter or portion of a chapter in the dissertation or thesis to which one or more of the following applies:

• Students have co-authors (regardless of whether or not students are submitting it for publication);
• The chapter or portion thereof is being prepared for publication;
• The chapter or portion thereof has been submitted for publication;
• The chapter or portion thereof has been published.

If approved by the committee members, reports of research undertaken during graduate study at UC San Diego that have been published or submitted for publication in appropriate media may be accepted in their printed form in full or in part as the dissertation or thesis.  

If the material has co-authors other than the committee chair, the student must obtain permission letters from all co-authors giving their approval for the co-authored material to be used. This must be done even if copyright has been retained.  Students need to determine if the publisher’s permission is also required.  Students collect their signed co-author permission letters and cover letter from their committee chair and submit electronically via the Kuali permission letter submission form prior to or the day of their final document review with GEPA. 

Click here for a sample/template of the cover letter from the committee chair and the permission letter(s) from co-author(s).

Click here for step by step instructions and an overview of the Kuali form.

Copyright

• All students receive copyright when creating and publishing their dissertation/thesis.
• Proquest offers to file for additional copyright with the US Copyright Office for a fee. Students can file for additional copyright through Proquest or on their own through the US Copyright Office.

Publishing Options

• Your dissertation/thesis is published in two different libraries, Proquest and eScholarship.
• Proquest offers two publishing options: traditional and open access.
  • Traditional = your paper can only be accessed if someone has access to Proquest or pays to access your paper. The default option.
  • Open access = your paper is available to anyone on the internet for free. You would have to pay a fee for this option.
• eScholarship is the University of California's digital library. All papers are open access in eScholarship.

Dissertation and Thesis Release Form (Embargo)

• Students, with approval from their committee chair, may choose to immediately publish or put an embargo/delay on publishing their disserrtation/thesis. The default option is immediate publication.
• If an embargo is chosen, the options are for a 1 or 2 year delay. (Note: Students in the MFA in Writing program are required to have a 10 year embargo).
• If the embargo needs to be extended, a request from the committee chair must be submitted to the Assistant Dean of Academic Affairs via email before the embargo expires. Dissertations/theses cannot be re-embargoed once the embargo expires.
• Your embargo choice must match in Proquest and on the dissertation/thesis release form. The release form must be signed by the student and the committee chair and must be uploaded as part of the submission to ProQuest. 
• Please note: If you delay the release of your work, access to the full text of your work will be delayed for the period that you specify. However, the citation and abstract of your work will be available through ProQuest and through the UC California Digital Library (eScholarship).

Students, with approval from their committee chair, may choose to immediately publish or put an embargo/delay on publishing their disserrtation/thesis. The default option is immediate publication.

Embargo options are for a 1 or 2 year delay. (Note: Students in the MFA in Writing program are required to have a 10 year embargo).

Your embargo choice must match in Proquest and on the dissertation/thesis release form. The release form must be signed by the student and the committee chair and must be uploaded as part of the submission to ProQuest. 

Please note: If you delay the release of your work, access to the full text of your work will be delayed for the period that you specify. However, the citation and abstract of your work will be available through ProQuest and through the UC California Digital Library (eScholarship).

Embargo Extension: If the embargo needs to be extended beyond initial embargo period, a request from the committee chair (with endorsement from the department chair / program director) must be submitted to the Assistant Dean of Academic Affairs via email before the embargo expires. The request must specify the reason for the additional time and how long the embargo should continue. Dissertations/theses cannot be re-embargoed once the embargo expires. Please see the Policy on Open Access for Theses and Dissertations: https://policy.ucop.edu/doc/2000688/.